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ASIC

ASIC_regulator

ASIC permanently bans financial adviser

15/02/2016(0)
ASIC has permanently banned Mr Darren Wise, of Rhodes, NSW, from providing financial services. The ban follows an ASIC investigation and criminal action against Mr Wise which resulted in ... Read More
ASIC_regulator

Forex TG requests voluntary suspension of AFS licence

10/02/2016(0)
Forex TG Pty Ltd (Forex TG) has voluntarily requested that ASIC temporarily suspend its Australian Financial Services (AFS) licence in order to provide it with time to restructure, re-brand ... Read More
ASIC_regulator

Former Brisbane financial advisor jailed after pleading guilty to fraud charges

18/01/2016(0)
The Australian Securities and Investment Commission (ASIC), the financial regulator of Australia, has issued a announcemnet to inform that: Following an ASIC investigation, Mr Thanh Tu, 38 years old, ... Read More
bitcoin-cryptocurrency

The first cryoptocurrency miner in the world to offer shares through an initial public offering

14/01/2016(0)
After months of delays, Australian bitcoin company Bitcoin Group will finally make its share market debut in February. The Melbourne-based company is the first cryoptocurrency miner in the world ... Read More
onestopbrokers-Regulators

Financial Regulators of UK, Luxembourg and Australia issued warnings for unauthorised financial services firms

22/12/2015(0)
The Financial Conduct Authority of UK, the Commission de Surveillance du Secteur Financier (CSSF) of Luxembourg and the Australian Securities and Investments Commission, issued warnings to inform investors and ... Read More
ASIC_regulator

ASIC bans former financial adviser for market manipulation

18/12/2015(0)
ASIC has banned Tony Davidof, a former financial adviser, from providing financial services for three years. An ASIC investigation found that Mr Davidof engaged in manipulation of the price ... Read More
ASIC_regulator

ASIC: IronFX corrects disclosure about Australian regulation and counterparty arrangements

17/12/2015(0)
The Australian Securities and Investments Commission has issued an announcement to inform that: Following concerns raised by ASIC, retail OTC derivative issuer, IronFX Global Australia Pty Ltd (IronFX Australia) ... Read More
ASIC_regulator

ASIC implements clearing regime in Australia for OTC derivatives

14/12/2015(0)
ASIC has today released rules implementing Australia’s mandatory central clearing regime for over-the-counter (OTC) derivatives of financial institutions – the ASIC Derivative Transaction Rules (Clearing) 2015 (derivative transaction rules ... Read More
ASIC_regulator

ASIC: Etrade Australia Securities Limited pays $65,000

09/12/2015(0)
Etrade Australia Securities Limited (Etrade) has paid a penalty of $65,000 to comply with an infringement notice given to it by the Markets Disciplinary Panel (MDP). The MDP found ... Read More
ASIC_regulator

ASIC: Australian Investment Exchange Limited pays $130,000

09/12/2015(0)
Australian Investment Exchange Limited (AUSIEX) has paid a penalty of $130,000 to comply with an infringement notice given to it by the Markets Disciplinary Panel (MDP). The penalty was ... Read More
Broker Cyprus TopFX