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ASIC

ASIC_regulator

ASIC cancels the license of Forex Broker Firm

15/10/2015(0)
Following its investigation, ASIC has cancelled the Australian financial service licence (AFSL) of LSG Group Pty Ltd , formerly known as NZ Global Financial Trading Pty Ltd, Easy Capital ... Read More
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ASIC report on market integrity

07/10/2015(0)
ASIC achieved 11 significant enforcement outcomes relating to market misconduct in the first six months of this year. Details of these and other achievements feature in Report 450: Market integrity ... Read More
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ASIC bans two persons from providing financial services

06/10/2015(0)
The Australian Securities and Investments Commission (ASIC) has issued today two announcements to inform public that the Commission decided to ban two persons in different cases from providing financial ... Read More
ASIC_regulator

ASIC reports on Australian Financial Services and other licensing activity

24/09/2015(0)
The Australian Securities & Investment Commission has issued today its second report in relation on its approach to license activity and applications. Report 448 Overview of licensing and professional ... Read More
ASIC_regulator

ASIC warns about false claims on www.fxabs.com.au

23/09/2015(0)
ASIC is aware websites www.fxabs.com.au and www.fxabs.com are falsely claiming their services are regulated by ASIC and that they are linked to the Australian company Australia ABS Group Pty Ltd ... Read More
ASIC_regulator

ASIC seeks court orders to wind up Management Firm of Investment Schemes

16/09/2015(0)
The Australian Securities & Investments Commission (ASIC) has issued a media release to inform that the Commission seeks court orders to wind up Avestra Asset Management. According the Commissions’s ... Read More
ASIC_regulator

ASIC Australia bans a broker and a former financial adviser from providing financial services

08/09/2015(0)
The Australian Securities & Investments Commission (ASIC), has issued a press release to inform in relation to its decision to ban broker Mr. Raghwa Nand Prasad from providing financial ... Read More
ASIC_regulator

Additional licence conditions imposed on Advamode

03/09/2015(0)
ASIC has imposed additional conditions on the Australian Financial Services (AFS) licence of Advamode Financial Pty Ltd (Advamode). The conditions were imposed on the Queensland-based financial services firm after ... Read More
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ASIC cancels Financial Broking Consultants’ Australian Credit Licence

28/08/2015(0)
ASIC has cancelled the Australian credit licence of Financial Broking Consultants Pty Ltd (ACN 116 632 743) (Financial Broking Consultants). Financial Broking Consultants was a finance broking business organising ... Read More
ASIC_regulator

Two overseas entities agree to stop providing unlicensed FX services

27/08/2015(0)
Following ASIC concerns, British Virgin Island company FIBO Group Limited (FIBO) and a Cyprus company, Trading Point of Financial Instruments Limited (also known by the trading name XM.com) (Trading ... Read More
Broker Cyprus TopFX