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consultation paper

ASIC_regulator

ASIC consults on ‘sunsetting’ class orders about licensing relief for financial counselling agencies and rural financial counselling service providers

17/05/2017(0)
ASIC today released a consultation paper proposing to remake three ASIC instruments relating to financial counsellors, which are due to expire between 1 October 2017 and April 2026. ASIC ... Read More
Isle of Man flag

The Isle of Man proposes changes on Collective Investment Schemes

05/05/2017(0)
The Isle of Man Financial Services Authority has today issued a Consultation Paper (CP17-04/T05) to obtain information, views and evidence in relation to — (1) the widening of the ... Read More
CySEC

CySec released Consultation Paper about the Investor Compensation Fund

12/04/2017(0)
The Cyprus Securities and Exchange Commission (CySec) has published today (12 April 2017) a Consultation Paper CP(2017-02) about replacement of the legal framework governing the operation of the Investor ... Read More
FCA-logo

FCA publishes Insurance Distribution Directive consultation

07/03/2017(0)
The Financial Conduct Authority (FCA) has published the first of its two consultation papers on the implementation of the Insurance Distribution Directive (IDD). The Insurance Mediation Directive (IMD) was ... Read More
fca-building

FCA proposes reforms to the availability of information in the UK equity IPO process

01/03/2017(0)
The Financial Conduct Authority (FCA) has today launched a Consultation Paper (CP) proposing a package of measures to reform the availability of information during the UK equity initial public ... Read More
ASIC_regulator

ASIC released a consultation paper about ASIC Class Order Reporting requirements

17/02/2017(0)
ASIC today released a consultation paper proposing to remake ASIC Class Order Reporting requirements under s989B. This is due to expire (‘sunset’) on 1 October 2017. This ... Read More
gain-capital

GAIN Capital Responds to FCA’s Consultation Paper

07/12/2016(0)
GAIN Capital Holdings, Inc. (NYSE: GCAP) (“GAIN” or “the Company”), notes the FCA’s consultation paper issued today (CP 16/40 – Enhancing conduct of business rules for firms providing contract ... Read More
ESMA logo

ESMA consults on proposed Central Clearing delay for small financial counterparties

14/07/2016(0)
The European Securities and Markets Authority (ESMA) has published today a consultation paper proposing to change the phase-in period for central clearing of OTC derivatives applicable to financial counterparties with a ... Read More
CySEC

CySec released a Consultation Paper regarding a proposed circular on the selection, use and monitoring of liquidity providers/market makers

29/06/2016(0)
The Cyprus Securities and Exchange Commission (CySec) has published a Consultation Paper regarding a proposed circular on the selection, use and monitoring of liquidity providers/market makers. The CySEC invites ... Read More
CySEC

CySec published Consultation Paper regarding the obligations of CIFs when providing information to clients and invites comments and suggestions submission

29/06/2016(0)
The Cyprus Securities and Exchange Commission has published a Consultation Paper of the Cyprus Securities and Exchange Commission regarding a proposed circular on the obligations of CIFs (Cyprus Investment Firms) ... Read More
Broker Cyprus TopFX