ESMA

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ESMA to cooperate with New Zealand’s regulators on CCPs

19/04/2017(0)
The European Securities and Markets Authority (ESMA) has established a Memorandum of Understanding (MoU) under the European Markets Infrastructure Regulation (EMIR) with Reserve Bank of New Zealand and Financial ... Read More
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ESMA reports on EU Accounting enforcement in 2016

10/04/2017(0)
The European Securities and Markets Authority (ESMA) has published its annual report on the enforcement and regulatory activities of accounting enforcers within the European Union (EU) in 2016. ESMA, ... Read More
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ESMA publishes updated AIFMD and UCITS Q&As

07/04/2017(0)
The European Securities and Markets Authority (ESMA) has published updated questions and answers documents (Q&A) on the application of the Alternative Investment Fund Managers Directive (AIFMD) and the Undertakings ... Read More
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ESMA updates MiFID II/MIFIR investor protection Q&As

05/04/2017(0)
The European Securities and Markets Authority (ESMA) has added 10 new Q&As to its Questions and Answers (Q&A) document on the implementation of investor protection topics under the Market ... Read More
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ESMA published update on marketing and sale of CFDs, Forex and Binary Options

31/03/2017(0)
The European Securities and Markets Authority (ESMA) has published today an updated version of its question and answer document (Q&A) on the application of the Markets in Financial Instruments ... Read More
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ESMA reports about Central Securities Depositary Regulation

24/03/2017(0)
The European Securities and Markets Authority (ESMA) has issued final reports on two sets of guidelines regarding the implementation of the Central Securities Depositary Regulation (CSDR).  The CSDR harmonises ... Read More
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ESMA to cooperate with non-EU Regulators on CCPs

21/03/2017(0)
The European Securities and Markets Authority (ESMA) has established five Memoranda of Understanding (MoUs) under the European Markets Infrastructure Regulation (EMIR). The MoUs establish cooperation arrangements, including the exchange ... Read More
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MFSA Mallta warns for CFDs, Forex, Binary Options and other speculative products

06/03/2017(0)
Notice addressed to the general public, namely to retail investors, regarding the sale of speculative products and their associated ... Read More
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ESAS warn on Money Laundering and Terrorist Financing risks affecting the EU financial sector

22/02/2017(0)
The three European Supervisory Authorities (EBA, EIOPA and ESMA – ESAs) published a Joint Opinion addressed to the European Commission on the risks of money laundering (ML) and terrorist ... Read More
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ESMA writes to EU Commission about MiFID II SIS Operating Broker Crossing Network

15/02/2017(0)
The European Securities and Markets Authority (ESMA) has written to the European Commission to raise its concern over the potential establishment of networks of systematic internalisers (SIs) by investment ... Read More
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