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FCA

FCA_regulator

FCA UK issued a warning against Titanium Wealth Management

21/10/2016(0)
The Financial Conduct Authority (FCA) has issued a warning to inform that the Authority believes that the below firm has been providing financial services or products in the UK without FCA’s ... Read More
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Fixed FX? Now for the rest of the front office

16/10/2016(0)
The forex fines were big headlines back in 2014. Since then, the FCA, and firms themselves, have done a huge amount to fix ineffective controls and ensure that FX ... Read More
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FCA cancels payday lender’s interim permission, bans director and refuses application to conduct regulated business

13/10/2016(0)
The Financial Conduct Authority (FCA) has banned Andrew Barry Hart, the sole director, controller and ultimate owner of Wage Payment and Payday Loans Limited (WPPL), from performing any role ... Read More
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FCA fines Sonali Bank for serious anti-money laundering systems failings

12/10/2016(0)
The Financial Conduct Authority (FCA) has fined Sonali Bank (UK) Limited (SBUK) £3,250,600 and has imposed a restriction, preventing it from accepting deposits from new customers for 168 days. ... Read More
Barclays

Barclays Bank is the most complaint about firm according to FCA

11/10/2016(0)
Financial services firms recorded a 2.6% reduction in new complaints between January and June 2016 compared to the previous six months, according to new complaints data published today by ... Read More
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CFTC Signs MOU with UK Financial Conduct Authority to Enhance Supervision of Cross-Border Regulated Firms

07/10/2016(0)
The U.S. Commodity Futures Trading Commission (CFTC) announced today that CFTC Chairman Timothy Massad and Andrew Bailey, Chief Executive of the Financial Conduct Authority (FCA), signed a Memorandum of ... Read More
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FCA fines Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited £8.2m for Client Money and Assets failings

05/10/2016(0)
The Financial Conduct Authority (FCA) has today fined Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited (together Aviva) £8,246,800 for failings in its oversight of its outsourced ... Read More
OneCoin

OneCoin official response to the recent statement of the Financial Conduct Authority

29/09/2016(0)
OneCoin is disappointed that the FCA has issued a statement without having first contacted the company. OneCoin has not been contacted by the City of London Police. No allegations ... Read More
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Former BlackRock fund manager charged with insider dealing in UK

29/09/2016(0)
Mark Lyttleton, a former fund manager at the UK division of asset manager BlackRock Inc , has been charged with insider dealing by Britain’s markets regulator. The Financial Conduct ... Read More
fca-building

FCA proposes new measures to maintain firms’ focus on culture

29/09/2016(0)
The Financial Conduct Authority (FCA) will mark six months since the implementation of the Senior Managers’ and Certification Regime by providing feedback on implementation so far and proposing measures ... Read More
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