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FCA

onestopbrokers-Regulators

Financial Regulators of Italy, UK and British Columbia warn in relation with investment firms

28/12/2015(0)
The financial regulators of Italy Commissione Nazionale per le Società e la Borsa (Consob), UK Financial Conduct Authority (FCA) and the British Columbia Securities Commission (BCSC) have issued warnings ... Read More
onestopbrokers-Regulators

Financial Regulators of UK, Luxembourg and Australia issued warnings for unauthorised financial services firms

22/12/2015(0)
The Financial Conduct Authority of UK, the Commission de Surveillance du Secteur Financier (CSSF) of Luxembourg and the Australian Securities and Investments Commission, issued warnings to inform investors and ... Read More
kpmg

KPMG in hot water over HBOS collapse

16/12/2015(0)
The “big four” auditing firm KPMG has found itself under renewed pressure over its role in signing off HBOS’s books in the years before the bank collapsed. The Bank ... Read More
FCA-logo

FCA fines Threadneedle Asset Management Limited £6m

15/12/2015(0)
The Financial Conduct Authority (FCA) has fined Threadneedle Asset Management Limited (TAML) £6,038,504 for failing to put in place adequate controls in the fixed income area of its front ... Read More
AvaTrade

Irish regulator nixes Teddy Sagi’s AvaTrade acquisition

14/12/2015(0)
Playtech’s dream of becoming a major player in the online foreign exchange trading market has been left in ruins. Online gambling software provider  Playtech Cyprus Ltd. (LSE:PTEC), controlled by Israeli ... Read More
KPMG- office logo

MP calls for FRC accounting body to investigate KPMG over HBOS

14/12/2015(0)
Britain’s accounting standards watchdog has made a “serious mistake” in refusing to open a formal investigation into accountancy firm KPMG over the way it checked the books of HBOS ... Read More
FCA-logo

FCA Warning: IRDM Brokers

11/12/2015(0)
FCA has issued a warning to inform investors and public regarding an unregistered financial services firm. FCA notes that: We believe this firm has been providing financial services or ... Read More
HSBC-logo

FCA set to investigate HSBC amid claims of ‘improper practices’

10/12/2015(0)
Complaints commissioner forces inquiry at regulator, accusing it of mishandling reports of credit card overcharging The City regulator is set to launch an investigation into whether large numbers of ... Read More
FCA_regulator

FCA: Strengthening accountability in banking

10/12/2015(0)
Strengthening accountability in banking: Final amendments to the Decision Procedure and Penalties Manual and the Enforcement Guide FCA: In this policy statement, we set out our amendments to the ... Read More
fca-building

FCA publishes new measures for cash savings accounts to boost competition

09/12/2015(0)
Savers with cash accounts will benefit from a new package of measures published today by the Financial Conduct Authority (FCA) designed to improve competition by encouraging easier and quicker ... Read More
Broker Cyprus TopFX