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FCA

FCA_regulator

FCA fines Aviva Investors £17.6m for systems and controls failings

25/02/2015(0)
“The Financial Conduct Authority (FCA) has fined Aviva Investors Global Services Limited (Aviva Investors) £17,607,000 for systems and controls failings that meant it failed to manage conflicts of interest ... Read More
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MarketCloud licenses VertexFX trading platform

24/02/2015(2)
Hybrid Solutions has agreed to license its award winning VertexFX platform to MarketCloud, a new software firm that will host the trading platform on the cloud. As a result ... Read More
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FCA sets out approach to Non-Executive Directors and the Senior Managers Regime

23/02/2015(0)
Non-Executive Directors (NEDs) with specific responsibilities, such as Chairman, will come under the new Senior Managers Regime (SMR), the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) confirmed ... Read More
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FCA warning against unauthorised firm

19/02/2015(0)
The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert that: Boiler Room Name: BC Financial Advisors Address: New Burlington House, 1075 Finchley Road, London, NW11 ... Read More
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FCA to investigate competition in investment and corporate banking services following review of wholesale markets

19/02/2015(0)
The Financial Conduct Authority (FCA) today announced plans to launch its first wholesale market study into investment and corporate banking to assess whether competition in the sector is working ... Read More
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FCA joins HSBC tax-dodging inquiry

17/02/2015(0)
The Financial Conduct Authority (FCA) says it is looking into the HSBC bank over its Swiss tax-dodging scandal. The move comes in the light of last week’s allegations that ... Read More
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LMAX Exchange wins best FX ECN/MTF for the third year running

06/02/2015(0)
LMAX Exchange, the leading FCA regulated MTF for global FX and the UK’s fastest growing technology firm, has been named ‘Best FX Trading Venue (ECN/MTF)’ for the third year ... Read More
iggroup

IG Group: Total voting rights

04/02/2015(0)
In accordance with the FCA’s Disclosure and Transparency Rule 5.6.1, IG Group Holdings plc (the “Company”, “IG” or “IG Group”), a global leader in online trading, hereby notifies the ... Read More
FCA_regulator

FCA released News for customers of LQD Markets UK

03/02/2015(0)
On 27 January 2015 LQD Markets UK formally entered into Special Administration Regime insolvency proceedings. Read here Liquid Markets issued Important Notice  FCA has released news for customers of LQD ... Read More
FCA_regulator

FCA warning against unauthorised firm

03/02/2015(2)
The Financial Conduct Authority (FCA), the British regulator, has issued a warning against: ‘Globus Capital Associates Limited (GCAL)’ Address: Globus Capital Associates Limited (GCAL), Level 3 207 Regent Street, London ... Read More
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