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FCA

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FCA to regulate seven additional financial benchmarks

30/12/2014(0)
The Financial Conduct Authority (FCA) will regulate seven additional major UK-based financial benchmarks in the fixed income, commodity and currency markets from 1 April 2015. This extends the FCA’s ... Read More
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U.K. regulators hit hurdles on fixing benchmarks

18/12/2014(0)
U.K. regulators are expected to report in coming weeks on plans to fix global financial benchmarks. But efforts so far under way are already running into difficulties. Some market ... Read More
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FCA warning against unauthorised firm

17/12/2014(0)
The Financial Conduct Authority (FCA), the British regulator, has issued a warning against “Keystone Corporate Group” (www.keystonecorporategrp.com). The warning recommends that the public exercises extreme caution when dealing with ... Read More
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FCA warning against clone firm

16/12/2014(0)
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Artemis Fund Managers (clone of FCA authorised firm) Address: Cassini House, 152 ... Read More
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Former Blackrock Asset Management Managing Director Banned

15/12/2014(0)
The Financial Conduct Authority (FCA) has banned Jonathan Paul Burrows from performing any function in relation to any regulated activities for not being fit and proper. Tracey McDermott the ... Read More
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Watchdog reshuffle: Zitah McMillan and Victoria Raffe set to leave FCA ahead of Davis report

09/12/2014(0)
A drastic shakeup of top positions at the City’s main financial watchdog was announced yesterday, ahead of tomorrow’s release of a damning report on failings at the regulator. The ... Read More
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New strategic approach to ensure “sharper focus” to regulatory challenges ahead

09/12/2014(0)
The FCA’s remit is far ranging and challenging with the recent additional responsibility for regulating consumer credit meaning the number of firms that now come under the FCA has ... Read More
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FCA: New rules will protect consumers from harmful fee-charging credit broking practices

01/12/2014(0)
New rules have been introduced by the Financial Conduct Authority (FCA) today to tackle poor practice in the credit broking market which is causing serious detriment to consumers. The ... Read More
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FCA fines RBS, NatWest and Ulster Bank Ltd £42 million for IT failures

20/11/2014(0)
The FCA has taken this action against the Banks for failing to put in place resilient IT systems which could withstand, or minimise the risk of, IT failures. The ... Read More
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From Gotham City to Fidelity and Canaccord: The unfortunate tale of Quindell’s share price

18/11/2014(0)
You’d be forgiven for forgetting the full detail behind the story of Quindell – here, we wrap up the last seven months of headache-inducing stories that kept the insurance ... Read More
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