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FCA

onestopbrokers-Regulators

FCA bans and fines financial adviser with £300,000

16/09/2014(0)
The Financial Conduct Authority (FCA) has concluded to ban and fine financial adviser, Peter Carron, with the amount of £300,000 after clients lost out investing in companies he controlled. Between 2004 ... Read More
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FCA warns against clone firm

16/09/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning against clone firm “DuPont Financial, DuPont FX & DP Global Services Ltd” (www.dupontfx.com). FCA warns ... Read More
FCA_regulator

FCA charges insider dealers with £3.2m in confiscation

15/09/2014(0)
In a case brought by the Financial Conduct Authority (FCA) a total of £3,249,488.71 were made by His Honour Judge Pegden QC between 10 September 2014 and 15 September ... Read More
FCA_regulator

FCA warning against clone firm

12/09/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that “The Right Loan 4 U(www.metadi.co.uk) is the clone firm of “The ... Read More
money

Banks are puzzled over how to stop rate fixing

10/09/2014(0)
Banks and regulators have still not found a way to be sure of stopping traders from manipulating Libor, foreign exchange and other benchmarks, top watchdog Martin Wheatley said yesterday. ... Read More
FCA_regulator

FCA warning against unauthorised firm

09/09/2014(0)
The Financial Conduct Authority (FCA), the British financial regulator, has issued a warning informing that the firm “Jacobs Buchanan Investment Advisors / Jacobs Buchanan Partnership” (www.jacobsbuchanan.com) is not permitted ... Read More
FCA_regulator

Legislative on cheque imaging and payment systems access updated

08/09/2014(0)
FCA has announced changes on legislation which has recently been introduced to British Parliament affecting payment systems. As part of FCA’s commitment to transparency, the Payment Systems Regulator (PSR) ... Read More
FCA_regulator

FCA warning against unauthorised firm

02/09/2014(0)
The Financial Conduct Authority (FCA), the British financial regulator, has issued a warning informing that the firm “Marcus KPO Services LLC” (www.MarcusKPO.com) is not permitted to provide any financial ... Read More
FCA_regulator

FCA warns against boiler room clone firm

01/09/2014(0)
Financial Conduct Authority (FCA), the British regulator has issued a warning against boiler room “City Equities Ltd” (www.cityeq.com), informing the investors that the company appears as the clone firm ... Read More
FCA_regulator

FCA bans and fines former Burlington director

29/08/2014(0)
The Financial Conduct Authority (FCA) has fined Craig Cameron £350,000 and banned him from any involvement in FCA authorised firms, after it found that he lacked honesty and integrity ... Read More
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