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regulators

bank-of-america-merrill-lynch

Bank of America Merrill Lynch Launches U.S. Dollar Cross-border Cash Pooling in China

07/01/2016(0)
ZF TRW Automotive Serves as Pilot Client for New Solution Bank of America Merrill Lynch Global Transaction Services (GTS) has today announced the launch of automated U.S. dollar cross-border ... Read More
Chinese-notes-RMB

RMB exchange rate remained generally stable against a basket of currencies in 2015

07/01/2016(0)
Guest Commentator of CFETS, Jan 5, 2016 On January 4, 2016, the China Foreign Exchange Trade System published the latest readings of a series of RMB exchange rate indices. ... Read More
SEC_logo

SEC: J.P. Morgan Misled Customers on Broker Compensation

07/01/2016(0)
The Securities and Exchange Commission announced that J.P. Morgan’s brokerage business agreed to pay $4 million to settle charges that it falsely stated on its private banking website and in ... Read More
Austrian-FMA

New European Union Legislation on Market Abuse enters into force in 2016

05/01/2016(0)
The law on market abuse in relation to the trading of financial instruments within the European Union will be completely overhauled in 2016. With effect from 3 July 2016, ... Read More
HSBC

HSBC escapes action by City regulator following Swiss tax scandal

05/01/2016(0)
Financial Conduct Authority will take no action against bank whose Swiss arm helped clients to evade tax. HSBC will not face formal action from the City regulator following revelations that ... Read More
justice-dept.si

United States Files Complaint Against Volkswagen, Audi and Porsche for Alleged Clean Air Act Violations

05/01/2016(0)
The Department of Justice, on behalf of the Environmental Protection Agency (EPA), today filed a civil complaint in federal court in Detroit, Michigan, against Volkswagen AG, Audi AG, Volkswagen ... Read More
2000px-Flag_of_the_Slovene_Home_Guard

Slovene Securities Market Agency is warning investors

30/12/2015(0)
Slovene Securities Market Agency has issued a warning to inform investors and public about activities of the companies: GCM Marketing Ltd., 112 Bonadie Street, Kingstown, St. Vincent, Lyxor Ltd., ... Read More
barclays

FINRA Sanctions Barclays Capital, Inc. $13.75 Million for Unsuitable Mutual Fund Transactions and Related Supervisory Failures

30/12/2015(0)
The Financial Industry Regulatory Authority (FINRA) announced today that it has ordered Barclays Capital, Inc. to pay more than $10 million in restitution, including interest, to affected customers for ... Read More
SFC - Hong Kong

SFC signs MoU with CFTC to enhance supervision of Cross-Border Regulated Entities

29/12/2015(0)
The Securities and Futures Commission (SFC) has entered into a memorandum of understanding (MoU) with the U.S. Commodity Futures Trading Commission (CFTC) regarding cooperation and the exchange of information ... Read More
DFSA logo

Scammers Impersonate the DFSA’s Chief Executive and Barclays Bank PLC UAE, in an Advance Fee Scam

29/12/2015(0)
The DFSA alerts the financial services community and the public to an Advance Fee Scam in which: the DFSA’s Chief Executive; and the name of Barclays Bank PLC UAE (Barclays), ... Read More
Broker Cyprus TopFX