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regulators

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Standard Bank to Pay $4.2 Million to Settle SEC Charges

01/12/2015(0)
Bank Agrees to $36.9 Million Global Settlement with the SEC and the U.K.’s Serious Fraud Office The Securities and Exchange Commission today charged Standard Bank Plc with failing to ... Read More
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Bank of England: Financial Stability Report, December 2015

01/12/2015(0)
The Financial Policy Committee (FPC) prepares and publishes a Financial Stability Report (FSR) twice per calendar year. The FSR sets out the FPC’s assessment of the outlook for financial stability ... Read More
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IMF’s Executive Board Completes Review of SDR Basket, Includes Chinese Renminbi

01/12/2015(0)
The Executive Board of the International Monetary Fund (IMF) today completed the regular five-yearly review of the basket of currencies that make up the Special Drawing Right (SDR). A ... Read More
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ASIC imposes licence conditions on Morgans Financial Limited

30/11/2015(0)
ASIC and Morgans Financial Limited (Morgans) have agreed to the imposition of new licence conditions on Morgans’ Australian financial services licence. This action by ASIC follows a number of ... Read More
FCA_regulator

FCA warns for LondonFX as a clone firm

30/11/2015(0)
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Fraudsters are using or giving out the following details as part of their ... Read More
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China Shares Fall Sharply as Regulators Investigate Brokers

27/11/2015(0)
Chinese officials have ramped up scrutiny of the securities industry Chinese authorities’ investigations into two major Chinese brokerages over suspected violations drove shares in Shanghai sharply lower Friday. The ... Read More
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FRC has called on the IASB to reconsider its proposed Conceptual Framework

26/11/2015(0)
The Financial Reporting Council (FRC) has called on the IASB to reconsider its proposed Conceptual Framework so that it properly reflects the importance of stewardship, prudence and reliability, which ... Read More
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CFTC Unanimously Approves Proposed Rule on Automated Trading

25/11/2015(0)
The U.S. Commodity Futures Trading Commission (Commission) unanimously approved proposed rules that mark a comprehensive regulatory response to the evolution of automated trading on U.S. designated contract markets (DCMs). The ... Read More
FCA_regulator

FCA: A sentence of 10 years imprisonment imposed on individual for a “giant Ponzi scheme”

25/11/2015(0)
The Court of Appeal has upheld a sentence of 10 years imprisonment imposed on Phillip Harold Boakes following his conviction on 6 March 2015 on charges prosecuted by the ... Read More
ASIC_regulator

ASIC cancels license of financial services company

23/11/2015(0)
ASIC cancels Chronos Capital Pty Limited’s AFS licence and permanently bans Robert Lachlan Semple ASIC has cancelled the Australian financial services licence (AFSL) of Ultimo-based financial services company, Chronos ... Read More
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