Advertise With Us
Sign up for our Newsletter
Join Our Directory
Open an Account

regulators

bank-of-japan-building

BOJ: Statement on Monetary Policy

07/10/2015(0)
Bank of Japan:  1. At the Monetary Policy Meeting held today, the Policy Board of the Bank of Japan decided, by an 8-1 majority vote, to set the following ... Read More
cftc-logo

Federal Court charges Alexander Glytenko and Direct Investment Products, Inc.

06/10/2015(0)
Federal Court Orders Alexander Glytenko and His Company, Direct Investment Products, Inc., to Pay a Monetary Penalty and Restitution Totaling More than $3.8 Million in Connection with Commodity Pool ... Read More
Reserve bank of Australiarba

Reserve Bank of Australia (RBA) Monetary Policy Decision

06/10/2015(0)
Statement by Glenn Stevens, Governor: Monetary Policy Decision At its meeting today, the Board decided to leave the cash rate unchanged at 2.0 per cent. The global economy is ... Read More
fma

The FMA publishes first annual report under the new regulatory regime

02/10/2015(0)
The Financial Markets Authority (FMA) 2015 annual report marks a turning point for the FMA and for New Zealand’s financial markets. This is the first report published under the ... Read More
SEC_logo

SEC Charges Two Grant Thornton Firms With Violating Auditor Independence Rules

02/10/2015(0)
The Securities and Exchange Commission today charged Grant Thornton India LLP and Australia-based Grant Thornton Audit Pty Limited with auditor independence violations that occurred when two Grant Thornton Mauritius ... Read More
cftc-logo

CFTC Orders Deutsche Bank AG to Pay a $2.5 Million Civil Monetary Penalty

02/10/2015(0)
CFTC Orders Deutsche Bank AG to Pay a $2.5 Million Civil Monetary Penalty for Swaps Reporting Violations and Related Supervision Failures CFTC Finds that Deutsche Bank Did Not Diligently ... Read More
fma

SPG and SPGI director pleads guilty to FMA charges

30/09/2015(0)
Former company director and financial adviser, Andrew Hrothgar Robinson, has today pleaded guilty to charges brought by the Financial Markets Authority (FMA), relating to his involvement as director of ... Read More
cftc

CFTC Orders Michael E. Simmons and Global Consortiums, LLC to Pay More than $589,000

29/09/2015(0)
CFTC Orders Georgia Resident Michael E. Simmons and His Company Global Consortiums, LLC to Pay Restitution and a Civil Monetary Penalty Totaling More than $589,000 for Engaging in Foreign ... Read More
SEC_logo

Credit Suisse to Pay $4.25 Million and Admits to Providing Deficient “Blue Sheet” Trading Data

29/09/2015(0)
The Securities and Exchange Commission today charged Credit Suisse Securities (USA) LLC with submitting deficient information to the agency over a two-year period about trades done by its customers, ... Read More
cftc-logo

Federal Court Orders Futures International LLC and its Chief Operating Officer, to Pay $500,000 Penalty

28/09/2015(0)
Federal Court in Illinois Orders Futures International LLC and its Chief Operating Officer, Amedeo Cerrone, to Pay $500,000 Penalty for Recordkeeping Violations, False Statements, Unauthorized Trading, and Supervision Failures ... Read More
Broker Cyprus TopFX