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regulators

fma

Fourth and final director sentenced in OPI Pacific Finance case

28/09/2015(0)
A former director of OPI Pacific Finance, David Mark Anderson, has today been sentenced in the Auckland High Court for misleading investors. Mr Anderson was sentenced to 300 hours ... Read More
cftc

CFTC charged FOREXNPOWER for Forex Fraud Scheme

28/09/2015(0)
CFTC Charges New York Corporations Safety Capital Management, Inc. and GNS Capital, Inc., both d/b/a FOREXNPOWER, and New York City Residents John Won, Sungmi Kang, and Tae Hung (“Kevin”) ... Read More
cftc-image-jpeg

CFTC Settles with TeraExchange LLC

25/09/2015(0)
CFTC Settles with TeraExchange LLC, a Swap Execution Facility, for Failing to Enforce Prohibitions on Wash Trading and Prearranged Trading in Bitcoin Swap The U.S. Commodity Futures Trading Commission ... Read More
fma

Third director sentenced in OPI Pacific Finance case

23/09/2015(0)
FMA:  A former director of OPI Pacific Finance Limited, Craig Robert White, has today been sentenced in the Auckland High Court. Mr White was sentenced to 250 hours community ... Read More
FCA_regulator

FCA UK fined Investment Firm’s former finance director

23/09/2015(0)
FCA publishes Final Notice for Keydata’s former finance director, Craig McNeil, fining him £350,000 and prohibiting him from performing any significant influence function The Financial Conduct Authority (FCA) has ... Read More
fca-building

FCA makes final appointment to ExCo with Georgina Philippou as Chief Operating Officer

23/09/2015(0)
The Financial Conduct Authority’s Acting Chief Executive Tracey McDermott today announced the final appointment to the FCA’s Executive Committee with Georgina Philippou becoming the new Chief Operating Officer. Georgina ... Read More
ASIC_regulator

ASIC warns about false claims on www.fxabs.com.au

23/09/2015(0)
ASIC is aware websites www.fxabs.com.au and www.fxabs.com are falsely claiming their services are regulated by ASIC and that they are linked to the Australian company Australia ABS Group Pty Ltd ... Read More
nfa log

NFA permanently barred firms from commodity trading advisor and pool operator membership

21/09/2015(1)
NFA bars Burnet, Texas firm McElhannon Group from membership National Futures Association (NFA) has permanently barred the McElhannon Group, Inc. (McElhannon Group), an NFA Member commodity trading advisor, from ... Read More
cftc

CFTC imposed monetary penalty on trading scheme involving contracts traded on NYMEX

18/09/2015(0)
The U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and simultaneously settling charges against Robert M. McMahon of Mt. Pocono, Pennsylvania, for engaging in a deceptive trading scheme involving Henry ... Read More
The-US-Federal-Reserve-007

Federal Reserve leaves key interest rate unchanged

18/09/2015(0)
Information received since the Federal Open Market Committee met in July suggests that economic activity is expanding at a moderate pace. Household spending and business fixed investment have been ... Read More
Broker Cyprus TopFX