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regulators

finra1

FINRA Sanctions 10 Former Global Arena Representatives

16/09/2015(0)
The Financial Industry Regulatory Authority (FINRA) announced that as a result of a 2014 onsite exam, it found securities violations including various misleading sales pitches, customer account churning and ... Read More
ESMA logo

ESMA raises its market risk indicator to highest level

15/09/2015(0)
The European Securities and Markets Authority (ESMA) has published today its Trends, Risks and Vulnerabilities Report No. 2 for 2015 on European Union (EU) securities markets, covering market developments from January ... Read More
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SEC Obtains $30 Million From Traders Who Profited on Hacked News Releases

15/09/2015(0)
Litigation Continues Against 32 Other Defendants in Alleged $100 Million Scheme The Securities and Exchange Commission today announced that Ukrainian-based Jaspen Capital Partners Limited and CEO Andriy Supranonok have ... Read More
cftc-image-jpeg

CFTC Charges Hannes Tulving, Jr., through his company for a $17.8 Million Precious Metals Scheme

15/09/2015(0)
At Least 381 Customers Nationwide Allegedly Defrauded in the Scheme The U.S. Commodity Futures Trading Commission (CFTC) today filed a civil Complaint against Defendants Hannes Tulving, Jr. of Newport Beach, ... Read More
FSMA logo

List of companies offering services, all operating unlawfully in Belgium

14/09/2015(0)
The Financial Services and Markets Authority (FSMA) has, on several occasions, warned the public against the activities of various providers of/intermediaries in binary options and forex products, as well ... Read More
Australian Securities Exchange (ASX)

Interactive Data Expands Connectivity through Australian Liquidity Centre and Australian Securities

10/09/2015(0)
Exchange 24 ITCH Feed Enhancing global opportunities for Interactive Data clients Interactive Data, a leading trusted provider of information for over 10 million financial instruments, today announced that has ... Read More
bank-of-england

Bank of England maintains Bank Rate and the size of the Asset Purchase Programme

10/09/2015(0)
Monetary policy summary The Bank of England’s Monetary Policy Committee (MPC) sets monetary policy in order to meet the 2% inflation target and in a way that helps to ... Read More
SEC_logo

SEC Charges BDO and Five Partners in Connection With False and Misleading Audit Opinions

10/09/2015(0)
The Securities and Exchange Commission today charged national audit firm BDO USA with dismissing red flags and issuing false and misleading unqualified audit opinions about the financial statements of ... Read More
saudi-arabia

IMF: Four Things You Need to Know about Saudi Arabia’s Economy (Video)

10/09/2015(0)
Saudi Arabia’s oil policy has an important impact on the global oil market. This year, Saudi Arabia has increased its crude oil production to a record level, re-establishing it ... Read More
amf

AMF: list update of unauthorised websites offering binary options trading

09/09/2015(0)
The AMF is publishing a new updated list of websites offering binary options trading, for which no authorised investment services provider could be clearly identified. The Autorité des Marchés ... Read More
Broker Cyprus TopFX