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regulators

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Federal Court Enters Judgment against Ron Earl McCullough and David Christopher Mayhew in Foreign Currency Ponzi Scheme

31/08/2015(0)
The U.S. Commodity Futures Trading Commission (CFTC) announced that Senior Judge James C. Fox of the U.S. District Court for the Eastern District of North Carolina entered a default ... Read More
fma

FMA releases enforcement and investigations report 2015

28/08/2015(0)
The Financial Markets Authority (FMA) published its enforcement and investigations report for the year ending 30 June 2015. The report shows the FMA’s enforcement and investigations activities closely reflect the ... Read More
ASIC_regulator

ASIC cancels Financial Broking Consultants’ Australian Credit Licence

28/08/2015(0)
ASIC has cancelled the Australian credit licence of Financial Broking Consultants Pty Ltd (ACN 116 632 743) (Financial Broking Consultants). Financial Broking Consultants was a finance broking business organising ... Read More
cftc

CFTC Approves National Futures Association Rules Enhancing Protections for Retail Forex Customers

28/08/2015(0)
The U.S. Commodity Futures Trading Commission (Commission) today approved rule amendments and a new interpretive notice filed by the National Futures Association (NFA). NFA is a registered futures association ... Read More
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CFTC Issues Orders of Foreign Board of Trade Registration to Permit Direct Access for ICE Futures Canada, Inc. and Montréal Exchange Inc.

27/08/2015(0)
The U.S. Commodity Futures Trading Commission (Commission) announced today that it has issued Orders of Registration to ICE Futures Canada, Inc. (ICEFC), a Foreign Board of Trade located in ... Read More
ASIC_regulator

Two overseas entities agree to stop providing unlicensed FX services

27/08/2015(0)
Following ASIC concerns, British Virgin Island company FIBO Group Limited (FIBO) and a Cyprus company, Trading Point of Financial Instruments Limited (also known by the trading name XM.com) (Trading ... Read More
Bcsc canada regulator

B.C. securities regulator alleges misrepresentation, illegal distributions and market manipulation

26/08/2015(0)
The Executive Director of the British Columbia Securities Commission (BCSC) has issued a notice of hearing alleging that three individuals issued false or misleading news releases, made illegal distributions, and participated ... Read More
FSB South Africa

FSB warns the public against Go Direct Stock Market Investments

26/08/2015(1)
The Financial Services Board (FSB) warns the public against conducting financial services business with Go Direct Stock Market Investments (GDSMI), Mr Mzoxolo Bezu and/or Mr Mbuso Mthethwa. GDSMI, Bezu ... Read More
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China probing brokers, regulators for possible stock crimes

26/08/2015(0)
Employees of one of China‘s biggest securities firms and one current and one former employee of its market regulator are under investigation on suspicion of illegal stock trading, state ... Read More
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SEC Announces Asset Freeze Against Alleged EB-5 Fraudster in Seattle Area

26/08/2015(0)
The Securities and Exchange Commission today announced an asset freeze obtained against a man in Bellevue, Wash., accused of defrauding Chinese investors seeking U.S. residency through the EB-5 Immigrant ... Read More
Broker Cyprus TopFX