Advertise With Us
Sign up for our Newsletter
Join Our Directory
Open an Account

regulators

FCA_regulator

FCA warning against unauthorised firm

08/07/2015(0)
FCA has issued a press release to inform that the below firm has been providing financial services or products in the UK without its authorisation. Almost all firms and individuals ... Read More
bank of russia

On signature by BRICS central banks of the Operational Agreement in the framework of the Pool of Conventional Currency Reserves

08/07/2015(0)
The central banks of Brazil, Russia, India, China and South Africa have signed Operational Agreement on 7 July 2015 in Moscow. The Agreement outlines the terms of mutual support for member states in the framework ... Read More
Monetary-Authority-of-Singapore

MAS’ response to media queries on recent developments in Greece

07/07/2015(0)
In response to media queries, the Monetary Authority of Singapore (MAS) said that Singapore’s domestic money and foreign exchange markets continue to function in an orderly fashion. The direct ... Read More
finra1

FINRA Orders Wells Fargo, Raymond James, and LPL Financial to Pay More Than $30 Million

07/07/2015(0)
FINRA Orders Wells Fargo, Raymond James, and LPL Financial to Pay More Than $30 Million in Restitution to Retirement Accounts and Charities Overcharged for Mutual Funds The Financial Industry ... Read More
FSMA logo

FSMA Warnings: Providers of binary options and forex products

07/07/2015(0)
The Financial Services and Markets Authority (FSMA) once again warns the public against the activities of various providers of / intermediaries in binary options and/or forex products which engage ... Read More
sec-logo

SEC Charges Oil Company and CEO in Scheme Targeting Chinese-Americans and EB-5 Investors

07/07/2015(0)
The Securities and Exchange Commission today charged a Bay Area oil and gas company and its CEO with running a $68 million Ponzi-like scheme and affinity fraud that targeted ... Read More
Reserve-Bank-of-Australia-logo

Statement by Glenn Stevens, Governor: Monetary Policy Decision

07/07/2015(0)
At its meeting today, the Board decided to leave the cash rate unchanged at 2.0 per cent. The global economy is expanding at a moderate pace, but some key ... Read More
fma

FMA settlement with Hanover defendants provides $18 million compensation for investors

06/07/2015(0)
The Financial Markets Authority (FMA) has reached a settlement of its civil proceedings against the former directors of Hanover Finance Ltd (HFL), Hanover Capital Ltd (HCL), United Finance Ltd ... Read More
esma regulator

ESMA report proposes to include ETDs in EMIR’s interoperability arrangements for CCPs

03/07/2015(0)
The European Securities and Markets Authority (ESMA) has issued today its final report on interoperability arrangements between EU-based clearing houses (CCPs) required under the European Markets Iinfrastructre Regulation (EMIR) and related ... Read More
ASIC_regulator

ASIC: Update on Interactive Brokers

03/07/2015(0)
ASIC today provided an update on its regulation of US-based online brokerage firm Interactive Brokers LLC (IB). Enforceable undertaking (EU) IB has refunded $1.5 million in fees and commission ... Read More
Broker Cyprus TopFX