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regulators

onestopbrokers-Regulators

Study: Penalties Levied by Financial Watchdogs Spiked in 2014

02/07/2015(0)
Financial regulators in the United States, United Kingdom, and Hong Kong have decreased their agency expenditures but increased the penalties they’ve levied, according to a new report by regulatory, ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: Imposition of an administrative fine to the CIF Safecap Investments Ltd

02/07/2015(0)
The Cyprus Securities and Exchange Commission (the “CySEC”) would like to inform the public that, at the meetings held on the 2nd March 2015 and on the 25th May ... Read More
Cyprus Securities and exchange commission (cysec)

CySec update for CommexFX Ltd CIF licence suspension

02/07/2015(0)
Following previous announcement dated 12 June 2015, the Cyprus Securities and Exchange Commission, following a decision in the meeting dated 29 June 2015, announces that the authorisation of the ... Read More
financial-services-malta-mfsa

MFSA: Extension of period of Suspension of Listing and Trading

02/07/2015(0)
The Listing Authority refers to its announcement dated 17th April 2015 which notified the market that the listing and trading of Global Capital plc (the Company) securities, namely:  ... Read More
sec-logo

SEC Charges Former Stockbroker With Conducting Ponzi Scheme

02/07/2015(0)
The Securities and Exchange Commission today charged a former stockbroker in Pennsylvania with conducting a Ponzi scheme and stealing investor money to purchase a condominium in Florida and afford ... Read More
CSSF Luxembourg

CSSF Luxembourg press release on suspension of Financial Instruments in relation to the situation in Greece (II)

01/07/2015(0)
Following the CSSF’s Press Release 15/28 dated 30 June 2015, the Commission de Surveillance du Secteur Financier (CSSF) requested with immediate effect the suspension of the financial instruments issued ... Read More
bundesbank

Bundesbank announcement of the basic rate of interest as of 1 July 2015

01/07/2015(0)
The Deutsche Bundesbank calculates the basic rate of interest pursuant to section 247 (1) of the German Civil Code (Bürgerliches Gesetzbuch) and publishes its current level in the Federal Gazette (Bundesanzeiger) ... Read More
bank of russia

On imposing ban on all transactions and operations with financial instruments in securities market

01/07/2015(0)
On 29 June 2015, the Bank of Russia took a decision to ban all transactions and operations of Dealer Investment Company, limited liability company, (hereinafter the Company) with cash, securities and other financial instruments ... Read More
sec-logo

SEC Charges Goldman Sachs With Violating Market Access Rule

01/07/2015(0)
The Securities and Exchange Commission charged Goldman, Sachs & Co. with violating the market access rule in connection with a trading incident that resulted in erroneous executions of options contracts. ... Read More
ESMA logo

ESMA agrees to proposed short-selling ban by Greek HCMC

30/06/2015(0)
The European Securities and Markets Authority (ESMA) has issued today its official opinion agreeing to a seven-day emergency short selling prohibition proposed by the Hellenic Capital Market Commission (HMCM) under the ... Read More
Broker Cyprus TopFX