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regulators

bank-of-england

Bank of England Accidentally E-mails Brexit Plans to The Guardian

25/05/2015(0)
Bank of England staff are assessing the potential risks related to Britain’s renegotiation of its European Union membership and the threat of the country leaving the bloc. “There are ... Read More
FCA_regulator

FCA publishes terms of reference for its investment and corporate banking market study

22/05/2015(0)
The Financial Conduct Authority (FCA) has set out the issues it will focus on as part of its market study into competition in investment and corporate banking. These markets ... Read More
bank-of-japan-building

Bank of Japan: Statement on Monetary Policy

22/05/2015(0)
1. At the Monetary Policy Meeting held today, the Policy Board of the Bank of Japan decided, by an 8-1 majority vote, to set the following guideline for money ... Read More
cftc

Barclays to Pay $400 Million Penalty to Settle CFTC Charges

21/05/2015(0)
CFTC Also Took Action Today Against Barclays and its Affiliates for Attempted Manipulation and False Reporting of the ISDAFIX Benchmark, an Interest Rate Benchmark — the First Enforcement Action ... Read More
fma

FMA secures Asset Preservation Orders over Arena Capital Limited / BlackfortFX

21/05/2015(0)
The FMA confirms that it is undertaking an investigation into Arena Capital Limited (Arena), trading as BlackfortFX (Blackfort). The FMA has obtained asset preservation orders over the assets of ... Read More
Hellenic Capital Market Commission (HCMC)

Hellenic Capital Market Commission (HCMC) Decisions

21/05/2015(0)
The Hellenic Capital Market Commission (HCMC) decided during its Board of Directors’ meeting, on 14.5.2015, the following: The approval of the offer document regarding the mandatory bid of PIRAEUS BANK ... Read More
sec-logo

SEC Charges Brokerage Firm Co-Owners With Defrauding Investors

21/05/2015(0)
The Securities and Exchange Commission today announced fraud charges against the co-owners of a Manhattan-based brokerage firm. The SEC alleges that as Arjent LLC and its UK-based affiliate Arjent ... Read More
fca-building

FCA fines Barclays £284,432,000 for forex failings

20/05/2015(0)
The Financial Conduct Authority (FCA) has imposed a financial penalty of £284,432,000 on Barclays Bank Plc (Barclays) for failing to control business practices in its foreign exchange (FX) business ... Read More
onestopbrokers-Regulators

CNMV (Spain): Warning against USFIA Inc. (having a web presence on www.usfiamlm.com)

20/05/2015(0)
Pursuant to the second paragraph of Article 13 of the Law 24/1988, July 28th the Securities Markets Act, the Comisión Nacional del Mercado de Valores, warns that: USFIA Inc. www.usfiamlm.com ... Read More
ASIC logo

ASIC releases first licensing activity report

20/05/2015(0)
ASIC today published its first report on its approach to licence applications to help inform businesses and individuals wanting to provide financial services or credit, or register as a ... Read More
Broker Cyprus TopFX