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regulators

financial-services-malta-mfsa

Spanish regulator warns against unauthorised firm through MFSA

26/11/2014(0)
The Malta Financial Services Authority (MFSA), has released a warning from the Spanish Comisión Nacional del Mercado de Valores (CNMV) warning the public that: MILLARD EQUITY, S.A.  Centro de Negocios Puerta de ... Read More
fma

New Chair of Financial Markets Authority

26/11/2014(0)
Commerce and Consumer Affairs Minister Paul Goldsmith today announced the appointment of Murray Jack as the new chair of the Financial Markets Authority (FMA). “I am very pleased that ... Read More
ASIC_regulator

ASIC takes civil action against Make It Mine

26/11/2014(0)
ASIC has started legal action against Make It Mine Pty Ltd (MIM), seeking financial penalties against the company for breaching consumer credit laws, including the responsible lending obligations. ASIC’s ... Read More
ASIC logo

Former financial adviser jailed for two years

21/11/2014(0)
A former Perth-based financial adviser today was jailed for two years for stealing almost $1.5 million worth of shares. Todd Michael King was sentenced to two years jail and ... Read More
ASIC logo

ASIC takes civil action against LM founder and former directors

20/11/2014(0)
ASIC has started legal action against LM Investment Management Ltd (LMIM) founder, Peter Charles Drake, and former directors, seeking financial penalties and banning orders following the collapse of the ... Read More
RBNZ

RBNZ releases Brighter Money designs

20/11/2014(0)
New Zealand’s banknotes are getting brighter and better, with the RBNZ today unveiling more vibrant and secure banknote designs which will progressively enter circulation later next year. The Bank ... Read More
ASIC logo

ASIC shuts down unlicensed FX business and removes its director from the industry

20/11/2014(0)
ASIC has taken action in the NSW Supreme Court to permanently shut down unlicensed foreign exchange (FX) business, Vault Market Pty Ltd (Vault Market), and to remove its sole ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: acquisition of Administrative Services Providers (ASP) licence

18/11/2014(0)
The Cyprus Securities and Exchange Commission (CySec), the Cypriot financial regulatory authority, has announced that the following firms have successfully obtained the CySec licence to operate as Administrative Services ... Read More
iosco

IOSCO Consults on Post-Trade Transparency in the Credit Default Swaps Marke

17/11/2014(0)
The International Organization of Securities Commissions today published the consultation report Post-Trade Transparency in the Credit Default Swaps Market, which seeks to analyze the potential  impact of mandatory post-trade transparency ... Read More
SECP - Pakistan

Pakistan regulators merging three Islamic investment firms

17/11/2014(0)
Pakistan regulators are merging three small Islamic investment firms after the central bank took control of Karachi-based KASB Bank Limited, accelerating efforts to strenghten financing by investment partnerships. Last week, ... Read More
Broker Cyprus TopFX