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Regulators News

FCA_regulator

FCA statement on proposals to introduce a public register

27/02/2018(0)
Later this year, the Financial Conduct Authority (FCA) will consult on proposals to make information available on a wider range of individuals at authorised firms. The FCA and Prudential ... Read More
Warning

French financial regulators warn the public for an unauthorised investment services provider

26/02/2018(0)
The Autorité des marchés financiers (AMF) and the Autorité de contrôle prudentiel et de résolution (ACPR) are warning the public against the activities of bil patrimoine and the website ... Read More
Cyprus Securities and exchange commission (cysec)

CySEC decided to withdraw the suspension of the authorisation of a Cyprus Investment Firm

23/02/2018(0)
The Cyprus Securities and Exchange Commission (CySEC), further to its Decision published on 17 March 2017, informs the public that, at its meeting dated 12 February 2018, decided to ... Read More
FCA_regulator

FCA launches call for input on the use of technology to achieve smarter regulatory reporting

21/02/2018(0)
The Financial Conduct Authority (FCA) announced that it is seeking views on how technology can make it easier for firms to meet their regulatory reporting requirements and improve the ... Read More
ASIC_regulator

Director to pay $400,000 and cease to provide financial services for five years

16/02/2018(0)
ASIC has accepted an Enforceable Undertaking from director Mr David Orth under which he will cease to provide financial services for five years. In addition, Mr Orth will make ... Read More
IOSCO logo -large

IOSCO consults on proposed policy measures to protect investors of OTC leveraged products

15/02/2018(0)
The International Organization of Securities Commissions (IOSCO) has issued a consultation report proposing policy measures for its members to consider when addressing the risks arising from the offer and ... Read More
Cyprus Securities and exchange commission (cysec)

The Cyprus Regulator fined €20.000 an Administrative Service Provider

09/02/2018(0)
The Board of the Cyprus Securities and Exchange Commission (‘CySEC’) has issued today an announcement to inform the public that, at its meeting held on 20th November 2017, decided ... Read More
penalty image

SFC reprimands and fines Credit Suisse millions for regulatory breaches

09/02/2018(0)
The Securities and Futures Commission (SFC) has resolved its concerns with Credit Suisse (Hong Kong) Limited (CSHK), Credit Suisse Securities (Hong Kong) Limited (CSSHK) and Credit Suisse AG (CSAG) ... Read More
bank-of-england

Bank of England released latest monetary policy; Bank Rate at 0.50%

09/02/2018(0)
The Bank of England’s Monetary Policy Committee (MPC) sets monetary policy to meet the 2% inflation target, and in a way that helps to sustain growth and employment. At ... Read More
Cyprus Securities and exchange commission (cysec)

CySEC fined €30.000 a Cyprus Investment Firm

06/02/2018(0)
The Board of the Cyprus Securities and Exchange Commission (‘the CySEC’) has issued today an announcement to inform the public that, at the meeting held on 20th November 2017, decided ... Read More
Broker Cyprus TopFX