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Regulators News

forex scam

Investors Beware To Online Paid-To-Click Scams

08/11/2017(0)
The U.S. Securities and Exchange Commission has issued a warning to inform investors to beware online “paid-to-click” scams that promise an easy payday by merely purchasing a membership or ... Read More
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CFTC Orders Cargill to Pay a $10 Million Civil Monetary Penalty

07/11/2017(0)
The Commodity Futures Trading Commission (CFTC) announced the filing and simultaneous settlement of charges against Cargill, Inc. (Cargill), of Minnesota, for providing mid-market marks (marks) that concealed from counterparties and ... Read More
Cyprus Securities and exchange commission (cysec)

CySec informs CIFs for the provision of warnings to retail clients resided in Spain

03/11/2017(0)
The Cyprus Securities and Exchange Commission (CySec) has issued today a Circular to inform the Cyprus Investment Firms (CIFs) about requirements of the Spanish Securities and Exchange Commission (the ... Read More
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Morgan Stanley to pay a $350,000 penalty

03/11/2017(0)
CFTC Orders Morgan Stanley and Co. Incorporated to Pay $350,000 Penalty for Omitting Futures and Options Data from Part 17 Large Trader Reports The Commodity Futures Trading Commission (CFTC) issued ... Read More
bank-of-england

Bank of England increased interest rate

03/11/2017(0)
The Bank of England has issued an announcement to inform public about its monetary policy decision to increase interest rate to 0.50%. According the announcement: The Bank of England’s Monetary ... Read More
onestopbrokers-Regulators

Supervisory Authorities Warn: Be Cautious

02/11/2017(0)
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Belgium(Financial Services and Markets Authority – FSMA), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), Jersey (Jersey ... Read More
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Investment advisory firm to pay more than $630,000 to settle charges

01/11/2017(0)
Investment advisory firm Millennium Management LLC has agreed to pay more than $630,000 to settle charges that it shorted U.S. stocks in companies planning follow-on offerings and then illegally ... Read More
cftc

CFTC grants amended order to Chicago Mercantile Exchange

01/11/2017(0)
CFTC Grants Amended Order to Chicago Mercantile Exchange, Inc. Permitting Commingling of Funds in Connection with Futures and Foreign Futures Contracts Listed on the Dubai Mercantile Exchange Limited. The ... Read More
European Banking Authority logo

EBA announces final timeline for the 2018 EU-wide stress test

31/10/2017(0)
The Board of Supervisors of the European Banking Authority (EBA) agreed in its meeting held on 24-25 October 2017 on the final timeline of the 2018 EU-wide stress test. ... Read More
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Guidelines on hacking risks associated with internet trading in financial markets

30/10/2017(1)
The Securities and Futures Commission (SFC) and the Hong Kong Monetary Authority (HKMA) recognise the need for effective cybersecurity management as cyber risk poses an increasingly significant threat to ... Read More
Broker Cyprus TopFX