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Regulators News

FCA_regulator

FCA published the findings from the 2017 survey of FCA-regulated firms

04/08/2017(0)
The Financial Conduct Authority (FCA) and the FCA Practitioner Panel have published the findings from their 2017 survey of FCA-regulated firms. The survey gives a view across the financial ... Read More
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Stock manipulator has agreed to pay nearly $800,000

03/08/2017(0)
The Securities and Exchange Commission today announced that an overseas stock manipulator has agreed to pay nearly $800,000 and be permanently barred from involvement in penny stocks after hiding ... Read More
ASIC_regulator

ASIC updates licence conditions on online broker

03/08/2017(0)
ASIC and OpenMarkets Australia Limited (OpenMarkets) have agreed for an independent expert to monitor, evaluate and report on OpenMarkets’ implementation of recommendations arising from an independent review of its ... Read More
onestopbrokers-Regulators

Financial Regulators around the world warn for unauthorized financial services firms

01/08/2017(3)
The supervisory authorities of Austria (Financial Market Authority – FMA), Belgium (Financial Services and Markets Authority – FSMA), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), Hong Kong (Securities ... Read More
Cyprus Securities and exchange commission (cysec)

CySec fined an executive director of a Cyprus Investment Firm

31/07/2017(0)
The Board of the Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform the public that, at its meeting held on 26 June 2017, decided to ... Read More
Cyprus Securities and exchange commission (cysec)

The Cyprus Securities and Exchange Commission imposed a €10.000 fine to a natural person

27/07/2017(0)
The Cyprus Securities and Exchange Commission (CySec) has issued today an announcement to inform public that at its meeting held on 6 February 2017, decided to impose an administrative ... Read More
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FED expects inflation on a 12-month basis to remain somewhat below 2 percent

27/07/2017(0)
The Federal Reserve , the central bank of the United States, has issued a FOMC statement. According the FOMC statement: Information received since the Federal Open Market Committee met ... Read More
cftc-logo

CFTC Grants DCO Registration to LedgerX LLC

26/07/2017(0)
The U.S. Commodity Futures Trading Commission (CFTC) announced that by a unanimous vote of the Commission, it has issued an order granting LedgerX, LLC (LedgerX) registration as a derivatives clearing ... Read More
Cyprus Securities and exchange commission (cysec)

CySec announced that a Cyprus Investment Company renounced its authorisation

25/07/2017(0)
The Cyprus Securities and Exchange Commission (CySec) has issued today an announcement to inform investors and public that on 5th June 2017, the CIF New Vault Ltd, renounced its ... Read More
ASIC_regulator

Australian financial services provider pays penalties

25/07/2017(0)
Financial Choice Pty Ltd (Financial Choice), an Australian financial services provider, has paid two ASIC infringement notice penalties totalling $21,600, after making misleading representations in marketing emails sent to ... Read More
Broker Cyprus TopFX