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Regulators News

esma (European Securities and Markets Authority)

ESMA assesses DLT’s potential and interactions with EU rules

08/02/2017(0)
The European Securities and Markets Authority (ESMA) has issued a report on Distributed Ledger Technology (DLT). The report sets out ESMA’s view on DLT, its possible applications, benefits, risks ... Read More
fma

FMA warns firms under Anti-Money Laundering and Countering Financing of Terrorism Act

08/02/2017(0)
The Financial Markets Authority (FMA) has issued a formal warning to 12 reporting entities under section 80 of the Anti-Money Laundering and Countering Financing of Terrorism Act (the Act). ... Read More
CySEC

CySec announced an administrative penalty to an AIFM

07/02/2017(0)
The Cyprus Securities and Exchange Commission (CySec) has issued a press release to inform investors that, at its meeting held on December 19, 2016, decided to impose a total administrative ... Read More
ESMA logo

ESMA updates Q&A on MiFID II implementation and EMIR

03/02/2017(0)
The European Securities and Markets Authority (ESMA) has published an update of its Q&A on practical questions regarding the European Markets Infrastructure Regulation (EMIR) and an updated Q&As document ... Read More
CySEC

CySec informs Cyprus Investment Firms regarding their obligations to clients

03/02/2017(0)
The Cyprus Securities and Exchange Commission (CySec) has issued a Circular to inform the Cyprus Investment Firms for their obligations when providing information to clients on the services and ... Read More
CySEC

CySec has issued a Circular for market particpants

01/02/2017(0)
The Cyprus Securities and Exchange Commission (CySec) has issued a Circular to inform regarding MAR Guidelines on Information relating to commodity derivatives markets or related spot markets for the ... Read More
CySEC

CySec informs regulated Entities about Data collection exercise by the European Banking Authority

01/02/2017(0)
The Cyprus Securities and Exchange Commission (CySec) has issued a Circular to inform regulated Entities regarding Data collection exercise by the European Banking Authority for the potential reform of ... Read More
Consob-logo

CONSOB warns for firms providing unauthorised investment services in Italy

31/01/2017(0)
The National Commission for Companies and the Stock Exchange (CONSOB), the financial regulator of Italy, has issued an announcement to inform regarding companies not authorized to provide investment services ... Read More
citigroup-logo

CFPB Orders Citi Subsidiaries to Pay $28.8 Million

24/01/2017(0)
CFPB Orders Citi Subsidiaries to Pay $28.8 Million for Giving the Runaround to Borrowers Trying to Save Their Homes Mortgage Servicers Kept Borrowers in the Dark About Options, Demanded ... Read More
SEC_logo

SEC Announces Fraud Charges, Asset Freeze in Alleged Nursing Home Investment Scheme

24/01/2017(0)
The Securities and Exchange Commission (SEC) announced fraud charges and an emergency asset freeze obtained against a businessman in South Carolina accused of siphoning funds he raised from investors for ... Read More
Broker Cyprus TopFX