Advertise With Us
Sign up for our Newsletter
Join Our Directory
Open an Account

Regulators News

CySEC

CySec fined Administrative Services Provider for €15.000

10/01/2017(0)
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform that the Board of the Commission at its meeting held on December 05, 2016, decided to ... Read More
SFC-logo-office

SFC added iCoption on its Alert List

10/01/2017(0)
The Securities and Futures Commission (SFC), Hong Kong financial regulator, has updated its “Alert List” adding iCoption. The Alert List is a list of entities which have come to ... Read More
red Fraud-Stamp image

Company and individuals to pay over $11.6 million for Forex Fraud Scheme

10/01/2017(0)
Federal Court Orders Defendants EJS Capital Management, LLC, Alex Vladimir Ekdeshman, and Edward J. Servider to Pay $11.6 Million in Sanctions for Forex Fraud Scheme Relief Defendants Alisa Ekdeshman, ... Read More
FCA_regulator

FCA warns for a clone of Gain Capital UK

09/01/2017(0)
The Financial Conduct Authority (FCA) has issued a warning to inform investors and public that fraudsters are using the details of firms the FCA authorises to try to convince ... Read More
fed-logo-colour

The Federal Reserve Board permanently prohibited former Forex (FX) trader

05/01/2017(0)
The Federal Reserve Board on Wednesday announced it is permanently prohibiting Jason Katz, a former foreign exchange (FX) trader at Barclays PLC and later at BNP Paribas SA, from ... Read More
CySEC

CySec issued a Circular in relation to Whistleblowers

03/01/2017(0)
The Cyprus Securities and Exchange Commission (CySec) has issued a Circular for persons wishing to report cases of actual or potential infringement of Regulation (EU) No 596/2014 on market ... Read More
Bafin

BaFin update regarding whistleblowers protection

03/01/2017(0)
BaFin, the Federal Financial Supervisory Authority of Germany, has issued an announcement to inform in relation to whistleblowers protection. According the announcement, whistleblowers can report information on BaFin electronic ... Read More
Consob-logo

CONSOB issued warnings against financial trading firms

28/12/2016(0)
The National Commission for Companies and the Stock Exchange (CONSOB), Italy’s financial regulator, has issued warnings to inform investors and public regarding financial trading firms not authorised to provide ... Read More
CySEC

CySec decided to impose a €100.000 administrative fine to a Cyprus Investment Firm

27/12/2016(0)
The Board of the Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform the public that, at the meeting held on 28 November 2016, it decided ... Read More
SFC-logo-office

SFC issues further guidance on suitability obligations

27/12/2016(0)
The Securities and Futures Commission (SFC) today issued further guidance in the form of two circulars on the existing suitability obligations (Note 1) of licensed or registered persons when ... Read More
Broker Cyprus TopFX