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Regulators News

CySEC

CySec announced the suspension and commencement of proceedings for the possible withdrawal of an ASP license

20/12/2016(0)
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform that the Administrative Services provider authorisation of Blaustein Corporate Services Ltd (‘the Company’), with number 171/196, ... Read More
CySEC

CySec announced Continuance of suspension and commencement of proceedings for the possible withdrawal of a CIF license

20/12/2016(0)
Following the announcement dated 29th September 2016, the Cyprus Securities and Exchange Commission (CySec), after a decision at the meeting dated 28th November 2016, announces that the authorisation of ... Read More
CySEC

CySec approves two new Administrative Services Providers

19/12/2016(0)
The Cyprus Securities and Exchange Commission (CySec) has issued announcements to inform that the Commission has approved two new firms as Administrative Services Provider (ASP). According the announcements, the below firms ... Read More
Bcsc canada regulator

BCSC warns about an online Forex trading provider

19/12/2016(0)
The British Columbia Securities Commission (BCSC) has issued warnings to inform public and investors about online Forex trading provider StoxMarket, owned and operated by Marketier Holdings Limited (together, the Parties). StoxMarket claims to ... Read More
ASIC_regulator

ASIC charges GAIN Capital employee with dishonest use of his position

16/12/2016(0)
Following an ASIC investigation, Mr Shun Yuen Ken Li (also known as Leo Lee), of Roseville Chase, New South Wales has pleaded guilty in the Downing Centre Local Court ... Read More
Bcsc canada regulator

BCSC warns about binary options brokerage BSDOption

16/12/2016(0)
The British Columbia Securities Commission (BCSC) has issued warnings to inform public and investors about BSDOption, operated by Lybss Ltd. and owned by YDBM Ltd. (collectively, the Parties). BSDOption claims to ... Read More
swedish regulator finan

Finansinspektionen: Remark and administrative fine for two companies in the Nasdaq Group

14/12/2016(0)
Nasdaq Clearing AB is receiving a remark and must pay an administrative fine of SEK 25 million. Nasdaq Stockholm AB is receiving a remark and must pay an administrative ... Read More
ASIC_regulator

ASIC imposes licence condition on OpenMarkets Australia Limited

13/12/2016(0)
ASIC has imposed additional conditions on the Australian financial services licence of OpenMarkets Australia Limited (OpenMarkets). This action follows surveillance activities which identified concerns in OpenMarkets’: arrangements for identifying ... Read More
sec-logo

Two traders charged in $26 Million Stock Manipulation Scheme

13/12/2016(0)
SEC Files Charges in $26 Million Stock Manipulation Scheme The Securities and Exchange Commission today charged two New Jersey-based traders with manipulating more than 2,000 NYSE- and NASDAQ-traded stocks ... Read More
Bcsc canada regulator

BCSC warns for a Binary Options provider based in Bulgaria

12/12/2016(0)
The British Columbia Securities Commission (BCSC) has issued a warning to inform public and investors for 72Option, owned and operated by Epic Ventures Ltd (together, the Parties). 72Option claims to be ... Read More
Broker Cyprus TopFX