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Regulators News

nova-scotia-binary-regulator

Canadian Regulator warns for Binary Options provider

21/11/2016(0)
The Canadian Regulator Nova Scotia Securities Commission has issued a warning to inform investors and public regarding Magnum Options, which is offering binary options via an online trading platform ... Read More
CySEC

CySec issued a new warning regarding individuals impersonating CySec representatives

17/11/2016(0)
Following up on its announcements dated 27 November 2015, 10 June 2016 and 19 October 2016, the Cyprus Securities and Exchange Commission (CySec) would like to remind investors and the general ... Read More
FCA_regulator

FCA UK warns for a clone of a financial services group

14/11/2016(0)
The Financial Conduct Authority (FCA) has issued a warning to inform that fraudsters are using the details of firms the FCA authorises to try to convince people that they work for ... Read More
binary

Israeli-based firm must pay more than $1.7 million for misleading investors into trading binary options

11/11/2016(0)
The Securities and Exchange Commission announced that an Israeli-based firm must pay more than $1.7 million for misleading investors into trading binary options over the internet, and the agency warned ... Read More
ESMA logo

ESMA finalises Advice on Future Rules for Financial Benchmarks

10/11/2016(0)
The European Securities and Markets Authority (ESMA) has finalised its technical advice to the European Commission on important aspects of future rules for benchmarks. In particular, ESMA provides advice ... Read More
ASIC_regulator

Financial adviser banned for price manipulation of MINI warrants issued by Credit Suisse

10/11/2016(0)
On 8 September 2016, ASIC banned Michael Spencer, formerly a financial adviser, from providing financial services for three years. ASIC found that Mr Spencer engaged in manipulation of the ... Read More
guernsey financial services commission

Guernsey Regulator informs on License fee increase

09/11/2016(0)
Guernsey Regulator has issued a press release to inform  for the Commission’s 2017 Licence Fees. The Guernsey Financial Services Commission has confirmed that it will apply a blended rate increase ... Read More
CySEC

CySec approved a new Administrative Services Provider

09/11/2016(0)
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform that a firm has been approved as Administrative Services Provider (ASP). According the announcement, the below firm has ... Read More
ASIC_regulator

Cash Converters to pay over $12M following ASIC probe

09/11/2016(0)
Following an ASIC investigation, payday lender Cash Converters will refund $10.8 million to consumers who received small amount loans under approximately 118,000 small amount credit contracts. Cash Converters has ... Read More
ASIC_regulator

ASIC welcomes ‘client money’ reforms

08/11/2016(0)
ASIC today welcomed the Government’s decision to proceed with ‘client money’ reforms in respect of retail OTC derivatives. ‘The reforms to the client money regime will strengthen protection of ... Read More
Broker Cyprus TopFX