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Regulators News

CySEC

CySec fines SpotOption Exchange Ltd

16/03/2016(0)
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform investors that the Commission has imposed an administrative fine of €10.000 on the Cypriot Investment Firm ... Read More
CySEC

CySec fines CommexFX Ltd

11/03/2016(0)
The Cyprus Securities and Exchange Commission (‘CySEC’) has imposed an administrative fine of €50.000 on the Cypriot Investment Firm (CIF) CommexFX Ltd for violation of the section 139(2) of the ... Read More
CySEC

CySec imposed administrative fine to a Cyprus Investment Firm

08/03/2016(0)
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform public that on 21st December 2015, the Commission decided to impose an administrative fine of €5.000 ... Read More
CySEC

CySec announced that a firm obtained the Cyprus Investment Firm license

29/02/2016(0)
The Cyprus Securities and Exchange Commission (CySec), the financial regulatory authority of Cyprus, has announced that “Spot Trading S.T. Ltd“ has successfully obtained the CySec licence for CIF (Cyprus Investment Firm). The firm ... Read More
cftc-logo

CFTC charged Asset Management firm and its owners

24/02/2016(0)
CFTC Charges Florida-Based North American Asset Management, LLC, Alexi Bethel, and Steven Labadie with Engaging in Illegal, Off-Exchange Precious Metals Transactions The U.S. Commodity Futures Trading Commission (CFTC) announced ... Read More
finra1

FINRA Bars Broker for Market Manipulation

23/02/2016(0)
Supervisor Barred from Supervising, Suspended and Fined; Additional Broker Sanctioned The Financial Industry Regulatory Authority (FINRA) announced that it has barred broker George Johnson from the securities industry for ... Read More
osc ontario

OSC warns regarding cmstrader

19/02/2016(0)
The Ontario Securities Commission (OSC) has issued a press release to warn investors regarding CMS Ventures Limited (now Pandorx Ventures Ltd). not registered in Ontario Canada. According OSC, CMS Ventures Limited (now ... Read More
onestopbrokers-Regulators

Financial Regulators of UK, Holland, Spain and Bulgaria warn for unauthorised investment services firms

18/02/2016(0)
The Financial Conduct Authority (FCA) of UK, the Authority for the Financial Markets (AFM) of Holland, the Comisión Nacional del Mercado de Valores (CNMV) of Spain and the Financial ... Read More
finma

FINMA Switzerland warns for unauthorised financial services Firm

16/02/2016(0)
FINMA, the Swiss Financial Market Supervisory Authority, has issued a warning to inform investors for a company suspected of conducting unauthorised activities in the financial market. FINMA added on ... Read More
trade binary

BCSC added four Binary brokers on its Investment Caution List

15/02/2016(0)
The British Columbia Securities Commission (BCSC) has informed today that four Binary Options Broker Firms have been added on its Investment Caution List. According to the updated list, the ... Read More
Broker Cyprus TopFX