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Regulators News

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ESMA to cooperate with Mexican and South African Regulators on CCPs

27/01/2016(0)
The European Securities and Markets Authority (ESMA) has established two Memoranda of Understanding (MoUs) under the European Markets Infrastructure Regulation (EMIR) with the Mexican Comisión Nacional Bancaria y de ... Read More
onestopbrokers-Regulators

Financial Regulators warn for unauthorised Forex and Binary firms

25/01/2016(0)
The Ontario Securities Commission (OSC) and the British Columbia Securities Commission (BCSC) have issued warnings to inform investors and public for unregistered firms trading in Forex and Binary. Specific, ... Read More
CySEC

CySec announces acquisition of CIF licence for Investment Services

20/01/2016(0)
The Cyprus Securities and Exchange Commission (CySec), the financial regulatory authority of Cyprus, has announced that “Daweda Exchange Ltd“ has successfully obtained the CySec licence for CIF (Cyprus Investment Firms). The firm is ... Read More
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SEC Awards Whistleblower More Than $700,000 for Detailed Analysis

18/01/2016(0)
The Securities and Exchange Commission announced a whistleblower award of more than $700,000 to a company outsider who conducted a detailed analysis that led to a successful SEC enforcement ... Read More
SEC- Headquarters

SEC Charges Goldman Sachs

15/01/2016(0)
SEC Charges Goldman Sachs With Improper Securities Lending Practices The Securities and Exchange Commission announced that Goldman, Sachs & Co. has agreed to pay $15 million to settle charges that ... Read More
Austrian-FMA

Austrian Financial Market Authority (FMA) Warning: SIBS Brokers

13/01/2016(0)
The Austrian Financial Market Authority (FMA) has issued a press release to inform that by publication in the official gazette “Amtsblatt zur Wiener Zeitung” of 12 January 2016 the ... Read More
onestopbrokers-Regulators

Financial Regulators of Italy and Belize warn for unauthorised financial services firms

12/01/2016(0)
The Financial regulator of Italy, CONSOB and the International Financial Services Commission of Belize have issued warnings to inform public and investors for unauthorised financial services firms. Specific, CONSOB ... Read More
FSC BVI

British Virgin Islands Regulatory Authority warns for unauthorised investment services firms

05/01/2016(0)
The Regulatory Authority of British Virgin Islands, Financial Services Commission (FSC), has issued a warning to inform public and investors for firms claim to be incorporated, licensed and regulated ... Read More
CySEC

CySec announced a new CIF licence for an Investment firm

05/01/2016(0)
Further to CySec’s announcement for new CIF License acquisition dated December 04, the Cyprus Securities and Exchange Commission (CySec), the financial regulatory authority of Cyprus, announces today that “Starfish ... Read More
CySEC

CySec announces acquisition of CIF licence for Investment Services

04/01/2016(0)
The Cyprus Securities and Exchange Commission (CySec), the financial regulatory authority of Cyprus, has announced that “Chase Buchanan Ltd“ has successfully obtained the CySec licence for CIF(Cyprus Investment Firms). The firm is ... Read More
Broker Cyprus TopFX