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Regulators News

athens-stock-exchange

ATHEX announced the acquisition of a market making license for three firms

04/01/2016(0)
The Stock Markets Steering Committee of Hellenic Exchanges – Athens Stock Exchange, has issued an announcement to inform in relation to the acquisition of a market making license for ... Read More
onestopbrokers-Regulators

Financial Regulators of Italy, UK and British Columbia warn in relation with investment firms

28/12/2015(0)
The financial regulators of Italy Commissione Nazionale per le Società e la Borsa (Consob), UK Financial Conduct Authority (FCA) and the British Columbia Securities Commission (BCSC) have issued warnings ... Read More
CySEC

CySec announces acquisition of CIF (Cyprus Investment Firm) licence

23/12/2015(0)
The Cyprus Securities and Exchange Commission (CySec), the financial regulatory authority of Cyprus, has announced that “Positiva Markets (Cy) Ltd“ has successfully obtained the CySec licence for CIF (Cyprus Investment Firm). The firm ... Read More
IOSCO logo -large

IOSCO reports on business continuity plans for trading venues and intermediaries

22/12/2015(0)
The Board of the International Organization of Securities Commissions (IOSCO) today published two reports that seek to enhance the ability of financial markets and intermediaries to manage risks, withstand ... Read More
onestopbrokers-Regulators

Financial Regulators of UK, Luxembourg and Australia issued warnings for unauthorised financial services firms

22/12/2015(0)
The Financial Conduct Authority of UK, the Commission de Surveillance du Secteur Financier (CSSF) of Luxembourg and the Australian Securities and Investments Commission, issued warnings to inform investors and ... Read More
osc ontario

OSC Canada warns regarding Binary Options Firm

21/12/2015(0)
The Ontario Securities Commission (OSC) has issued press releases to warn investors regarding a Binary Options Trading Firm not registered in Ontario Canada. Specific, the OSC is warning that the firm DSMG Limited, doing ... Read More
amf

ACPR and AMF France warn for unauthorised websites and entities proposing Forex investments

18/12/2015(0)
The Autorité de Contrôle Prudentiel et de Résolution (ACPR) and the Autorité des Marchés Financiers (AMF), the French financial regulators, have issued a warning to inform public and investors regarding ... Read More
ASIC_regulator

ASIC: IronFX corrects disclosure about Australian regulation and counterparty arrangements

17/12/2015(0)
The Australian Securities and Investments Commission has issued an announcement to inform that: Following concerns raised by ASIC, retail OTC derivative issuer, IronFX Global Australia Pty Ltd (IronFX Australia) ... Read More
IOSCO logo -large

Paul P. Andrews of FINRA Named IOSCO Secretary General

16/12/2015(0)
The Board of the International Organization of Securities Commissions (IOSCO) today announced it has appointed Paul P. Andrews as its new Secretary General. Mr. Andrews is currently the Vice ... Read More
finma

FINMA Switzerland warns for unauthorised Forex Broker

16/12/2015(0)
FINMA, the Swiss Supervisory authority, has issued a warning to inform investors for companies suspected of conducting unauthorised activities in the financial market. FINMA added on December 15 the below company ... Read More
Broker Cyprus TopFX