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Regulators News

CySEC

CySec has issued an announcement regarding Compensation payment process to the covered clients of Pulp International

15/12/2015(0)
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform regarding the compensation payment process by the ICF to the covered clients of Pulp International Business ... Read More
ESMA logo

ESMA consults on marging period of risk for CCPs’ Client Account

15/12/2015(0)
The European Securities and Markets Authority (ESMA) has published a Consultation Paper on the Review of Article 26 of RTS No 153/2013 regarding the European Market Infrastructure Regulation (EMIR). ... Read More
Swiss National Bank

Swiss National Bank released: Monetary policy remains expansionary

10/12/2015(0)
The Swiss National Bank has issued today a press release to inform in relation to its monetary policy assessment. Monetary policy remains expansionary The Swiss National Bank (SNB) is ... Read More
CySEC

CySec informs regarding the Continuance of Suspension of CIF license of a Cyprus Investment Firm

07/12/2015(0)
The Cyprus Securities and Exchange Commission (CySec) has issued today an announcement to inform on its decision in the meeting dated 30 November for Continuance of Suspension of CIF ... Read More
European Banking Authority logo

ESAs seek stakeholder input on automation in financial advice

04/12/2015(0)
The Joint Committee of the three European Supervisory Authorities (ESAs) – EBA, EIOPA and ESMA – has launched a Discussion Paper on automation in financial advice, aimed at assessing ... Read More
CNMV

CNMV Spain warns on unregistered investment services firm

03/12/2015(0)
The regulatory body of the Spanish Stock Market, Comision Nacional del Mercado de Valores (CNMV), has issued a press release to inform public in relation with a firm that ... Read More
ASIC_regulator

ASIC: Former CEO of a Fund Manager Firm (in liquidation) is permanently banned

03/12/2015(0)
The Australian Securities and Investment Commission has issued a press release to inform about its decision to permanently ban former Equititrust CEO. According to ASIC, the Commission has permanently ... Read More
Belize

IFSC of Belize issued a warning regarding TradingBanks

03/12/2015(0)
International Financial Services Commission of Belize (IFSC) issued a warning to inform public and investors that It has come to the notice of the IFSC that an entity calling ... Read More
Belize

IFSC of Belize issued a warning regarding Grizzly Limited

01/12/2015(0)
International Financial Services Commission of Belize (IFSC) issued a warning to inform public and investors that It has come to the notice of the IFSC that an entity calling itself ... Read More
CySEC

CySec announced Imposition of Fines on 4 Cyprus Investment Firms

27/11/2015(0)
The Cyprus Securities Exchange Commission (CySec) has issued an announcement to inform about its decision for Imposition of Administartive Fines on four Cyprus Investment Firms. According to CySec, the ... Read More
Broker Cyprus TopFX