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Regulators News

CySEC

CySec announced Settlement with IronFX Global Ltd for €335.000

27/11/2015(0)
The Cyprus Securities and Exchange Commission (CySec), following its announcement dated 06/08/2015, has issued an announcement to inform that: According the Article 37(4) of the Law 73(I)-2009 consolidated up ... Read More
CySEC

CySec warns for a serious financial scam regarding individuals impersonating CySec officers

27/11/2015(0)
The Cyprus Securities and Exchange Commission (CySec), the financial regulator of Cyprus, has issued today a warning to inform investors and the general public that it has come to ... Read More
FCA-logo

FCA fines Barclays £72 million. Barclays announces settlement

26/11/2015(0)
FCA fines Barclays £72 million for poor handling of financial crime risks Barclays announces settlement with the FCA The Financial Conduct Authority (FCA) has today fined Barclays Bank (Barclays) ... Read More
sec-logo

Former Goldman Employee Charged With Insider Trading Before Mergers

26/11/2015(0)
The Securities and Exchange Commission announced insider trading charges against a former Goldman Sachs employee accused of stealing nonpublic information in the firm’s e-mail system so he could trade ... Read More
CySEC

CySec announced the initiation of the compensation payment process by I.C.F for Pulp International Business Ltd

25/11/2015(0)
The Cyprus Securities Exchange Commission (CySec) has issued an announcement to inform about its decision for Initiation of the compensation payment process by the Investor Compensation Fund for Clients ... Read More
CySEC

CySec announced imposition of an administrative fine and reprimand for the Directors of Pulp International Business Ltd

24/11/2015(0)
The Cyprus Securities and Exchange Commission (CySec) issued an announcement to inform public regarding its decision to impose an administrative fine / reprimand to the Directors of Pulp International ... Read More
amf

AMF France warns on unauthorised firms offering Binary Options Trading

24/11/2015(0)
The Autorité des Marchés Financiers (AMF), the financial regulatory authority of France, have issued a press release to inform investors and public for Binary Options Firms offering their services ... Read More
onestopbrokers-Regulators

The Financial Regulators of UK and Denmark warn investors for unauthorised financial services firms

24/11/2015(1)
The Financial Conduct Authority (FCA), the financial regulatory authority of UK and the Danish Financial Supervisory Authority (Finanstilsynet) have issued warnings to inform investors and public for unauthorised and ... Read More
Bcsc canada regulator

BCSC: A Swiss wealth management firm and two individuals alleged in market manipulation

23/11/2015(0)
The British Columbia Securities Commission (BCSC), has issued an announcement to inform in relation with allegations for two B.C. residents and a Swiss wealth management firm engaged in market ... Read More
onestopbrokers-Regulators

European Financial Regulators warn for unauthorised investment firms

17/11/2015(0)
The Swedish Financial Supervisory Authority, Finansinspektionen (FI) and the Financial Conduct Authority of UK (FCA) have issued warnings to inform investors and public for unauthorised and clone investment firms. ... Read More
Broker Cyprus TopFX